research
research and scholarship focus
- Theory / Causal Explanation
- Economic Sociology
- Market Transition / New Capitalism
- Comparative Institutional Analysis
- Immigration / Ethnic Stratification
international geographic focus
- China | country
affiliations
head of
- Center for the Study of Economy and Society (CSES) | research center
faculty appointment in
- Sociology (SOC) | Cornell department
member of graduate field
- American Studies | minor graduate field
- Asian Studies | graduate field
- Government | graduate field
- Public Affairs | graduate field
- Sociology | graduate field
other Cornell affiliations
- American Studies Program | academic program office
- Comparative Economic Development | academic program office
- East Asia Program | academic program office
teaching
teaches
- SOC 4460 - Economic Sociology (MW 02:55:PM-04:10:PM) | fall 2008 class
- SOC 5010 - Basic Problems In Sociology I (T 02:00:PM-04:25:PM) | fall 2008 class
- SOC 6240 - Special Topics: New Developments in the Social Sciences (MW 04:30:PM-06:30:PM) | fall 2008 class
- SOC 6460 - Economic Sociology (MW 02:55:PM-04:10:PM) | fall 2008 class
service
current professional activities
- Goldwin Smith Professor
- Director of the Center for the Study of Economy and Society
background
educational background
- 1977 Ph.D. Sociology, Harvard University
- 1975 MA. Sociology, Harvard University
- 1970 MA. East Asian Regional Studies 1970, Harvard University
- 1967 A.B. Biology and History, High Honors, Cowell College, University of California at Santa Cruz
professional background
- Chair, Department of Sociology, Cornell University, 1997 to 2000; 2001 to 2002
- Visiting Scholar, Department of Sociology, Harvard University, 2000 to 2001
- Director, Comparative Societal Analysis Program, 1991 to 1994, 1995 to 1996
- Professor of Sociology, Cornell University, 1988 to 1991
- Associate Professor of Sociology, Cornell University, 1984 to 1988
- Associate Professor of Sociology, University of California at Santa Barbara, 1982 to 1984.
- Visiting Professor, Center for International Studies, Cornell University, 1982 to 1983.
- Assistant Professor of Sociology, University of California, Santa Barbara, 1978 to 1982.
- Acting Assistant Professor, Department of Sociology, Cornell University, 1977 to 1978.
- Research Associate, China-Japan Program, Cornell University, 1976 to 1977.
- Teaching Fellow, Department of Sociology, Harvard University, 1975 (Fall), 1969 to 1970.
- Lecturer, John F. Kennedy Institute of Politics, Harvard University, 1969 to 1970.
awards and distinctions
- John Simon Guggenheim Fellow, 2006-07
- Outstanding Book Award, 2003 for Remaking the American Mainstream (with Richard Alba). Association of American Publishers.
- Distinguished Scholarship Award, IAMCR, June 2004.
- James Coleman Best Book Award, 2000 for The New Institutionalism in Sociology, co-edited with Mary Brinton, (New York: Russell Sage Foundation, 1998). Rational Choice Section of the American Sociological Association
- Fellow, Center for Advanced Study in the Behavioral Sciences, (residence year: 1996-97).
- Elected Member of the Sociological Research Association.
- Elected Member of the Society for Comparative Research.
- Visiting Scholar, Russell Sage Foundation, 1994-95.
- American Council of Learned Societies and Social Science Research Council, Fellowship, 1990 to 1991.
- Social Science Research Council and the American Council of Learned Societies, Post-doctoral Fellowship, 1979 to 1980.
- Ford Foundation Minority Fellowship, 1970 to 1971.
- National Defense Foreign Language Fellowship, 1969 to 1970.
publications
selected publications (listing in progress)
Books
- Market Transition Theory: The Sociology of Institutional Change in China (Beijing: Social Science Academy Press, 2009).
- On Capitalism. Co-editor and contributor with Richard Swedberg (Stanford: Stanford University Press, 2007).
- The Economic Sociology of Capitalism. Co-editor and contributor with Richard Swedberg (Princeton: Princeton University Press, 2005).
- Remaking the American Mainstream: Assimilation and the New Immigration (Cambridge, MA: Harvard University Press, 2003).
- The New Institutionalism in Sociology, coeditor and contributor with Mary Brinton (New York: Russell Sage Foundation, 1998).
Articles and Chapters
- "Bringing Market Transition Theory to the Firm" (with Sonja Opper) in Market Transition and the Firm in China, edited by Lisa A. Keister. (Sage Press, 2009).
- "Entrepreneurial Action: Market Transition, Property Rights and Innovation in China" (with Jeong-han Kang and Sonja Opper). Journal of Institutional and Theoretical Economics, 2009.
- "Bureaucracy and Financial Markets" (with Sonja Opper). Kyklos, February 2009.
- "On Politicized Capitalism" (with Sonja Opper) in On Capitalism, edited by Victor Nee and Richard Swedberg. (Stanford: Stanford University Press, 2007).
- "Developmental State and Corporate Governance in China" (with Sonja Opper and Sonia Wong). Management and Organizational Review 3 (2008):19-51.
- "Economic Transformation in Post-Communist Societies" (with Sonja Opper) in The International Encyclopedia of Economic Sociology. (London: Blackwell, 2006).
- "Why Institutions Matter: Segmented Assimilation and Beyond" in Debates in Inequality , David Grusky ed. (Stanford: Stanford University Press, forthcoming).
- "Remaking Inequality: Institutional Change and Income Stratification in Urban China" (with Yang Cao) Journal of the Asia Pacific Economy (JAPE) 2005.
- "Introduction" with Richard Swedberg Pp. xxxv-xlvi in The Economic Sociology of Capitalism, Victor Nee and Richard Swedberg, eds. (Princeton: Princeton University Press, 2005).
- "Economic Sociology and New Institutional Economics" (with Richard Swedberg) Pp. 789-818 in The Handbook of New Institutional Economics, Claude Menard and Mary Shirley, eds. (Amsterdam: Kluwer Publication, 2005).
- "The New Institutionalism in Economics and Sociology." In The Handbook of Economic Sociology (2nd ed.) edited by Neil Smelser and Richard Swedberg. (Princeton: Princeton University Press, 2005).
- "Market Transition and the Life Course in Post-Communist Societies" In Historical Influences on Lives and Aging, Glen Elder and K. Warner Schaie, eds. (New York: Springer Publishing, 2005).
- "Organizational Dynamics of Institutional Change: Politicized Capitalism in China." Pp. 53-74 In The Economic Sociology of Capitalism, edited by Victor Nee and Richard Swedberg. (Princeton: Princeton University Press, 2005).
- "A New Concept of Assimilation: A Reformulation for the New American Diversity" (with Richard Alba) Migrationsreport 2004: Fakten ? Analysen ? Perspektiven, hg. für den Rat für Migration v. Klaus J. Bade, Michael Bommes und Rainer Münz, Campus, Frankfurt a. M., New York 2004 (vorauss. Juni 2004)
- "Market Transition and the Firm: Institutional Change and Income Inequality in Urban China" (with Yang Cao) Management and Organizations Review 1,1 (2004): 23-56.
- "Institutional Change and Immigration" in Host Societies, Jeffrey Reitz, ed. (San Diego: Center for Migration Studies, 2003).
- "Assimilation Theory Reformulated" (with Richard Alba) in Reinventing the Melting Pot, Tamar Jacoby, ed. New York: Free Press, 2003.
- "Postsocialist Inequality: The Causes of Continuity and Discontinuity" (with Yang Cao) in Research on Social Stratification and Mobility (2002).
- "Postsocialist Stratification." Pp. 846-851 in Social Stratification in Sociological Perspective , edited by David B. Grusky. Boulder CO: Westview Press (2001).
- "Trust in Ethnic Ties: Social Capital and Immigrants." (with Jimy Sanders) Pp. 374-392 in Trust and Society, edited by Karen Cook, Russell Sage Foundation (2001).
- "Understanding the Diversity of Immigrant Incorporation." (with Jimy Sanders) Ethnic and Racial Studies (2001).
- "The Rational Peasant in China: Flexible Adaptation, Risk Diversification and Opportunity." (with Lisa Keister) Rationality and Society (2001).
- "Gender Inequality and Nonfarm Employment in Rural China." (with Rebecca Matthews) Social Science Research 29 (2000): 606-632.
- "The Role of the State in Making a Market Economy." Journal of Institutional and Theoretical Economics 156 (2000): 64-88.
- "Controversies and Evidence in the Market Transition Debate." (with Yang Cao) American Journal of Sociology 105 (2000):1175-1195.
- "Path Dependent Societal Transformation: Stratification in Mixed Economies." (with Yang Cao) Theory and Society 28 (1999): 799-834.
- "Institutional Foundation of Robust Economic Performance: Public-Sector Industrial Growth in China." (with Sijin Su), Pp. 167-187 in Industrial Transformation in Eastern Europe in the Light of the East Asian Experience, edited by Jeffrey Henderson, (Houndmills: MacMillan Press,1998).
- "The Emergence and Diffusion of Institutional Forms." (with David Strang), Journal of Institutional and Theoretical Economics. 154 (1998): 706-715.
- "Norms and Networks in Economic and Organizational Performance." American Economic Review Vol. 87 (1998), No. 4, pp. 85-89.
- "Embeddedness and Beyond: Institutions, Exchange and Social Structure." (with Paul Ingram). Pp. 19-45 in The New Institutionalism in Sociology, edited by M. Brinton and V. Nee (New York: Russell Sage Foundation, 1998).
- "Sources of the New Institutionalism." Pp. 1-16 in The New Institutionalism in Sociology, edited by M. Brinton and V. Nee (New York: Russell Sage Foundation, 1998).
- "Rethinking Assimilation Theory in a New Era of Immigration." (with Richard Alba) International Migration Review Vol. 31, No.4 (1997): 826-874.
- "Markets and Inequality in the Transitions from State Socialism" (with Raymond V. Liedka), Pp. 202-224 in Inequality, Democracy, and Economic Development, edited by M. Midlarsky, (Cambridge: Cambridge University Press, 1997).
- "Immigrant Self-Employment: The Family as Social Capital and the Value of Human Capital" (with Jimy Sanders), American Sociological Review 60 (1996):231-250.
- "Market Transition and Societal Transformation in Reforming State Socialism." (with Rebecca Matthews), Annual Review of Sociology vol. 22 (1996): 401-36.
- The Emergence of a Market Society: Changing Mechanisms of Stratification in China. American Journal of Sociology 100 (1996): 908-949.
- "Institutions, Social Ties, and Credible Commitment: Local Corporatism in China." (with Sijin Su) In Reforming Asian Economies: The Growth of Market Institutions, edited by John McMillan and Barry Naughton (Ann Arbor: University of Michigan Press, 1996).
- "Job Transitions in an Immigrant Metropolis: Ethnic Boundaries and Mixed Economy." (with Jimy M. Sanders and Scott Sernau), American Sociological Review 59 (1994): 849-872.
- "Sleeping with the Enemy: A Dynamic Model of Declining Political Commitment in State Socialism." (with Peng Lian) Theory and Society 23 (1994): 253- 296.